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Ivan Antonio Del rio

Franklin Distributors, LLC

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About Ivan Antonio Del rio

Ivan Antonio Del rio is a registered investment advisor with Franklin Distributors, LLC. Ivan has been in the financial services industry since February 27, 2010. Ivan is registered in California, Florida, New York and Texas. Ivan holds a Series 7 and Series 63 licenses. Ivan has previously worked at JOHN HANCOCK DISTRIBUTORS LLC, JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC, INVESCO DISTRIBUTORS, INC., OPPENHEIMERFUNDS DISTRIBUTOR, INC., CHASE INVESTMENT SERVICES CORP., JOHN THOMAS FINANCIAL and PRESTIGE FINANCIAL CENTER, INC.

Firm Information

Ivan Del rio is currently registered with Franklin Distributors, LLC. Franklin Distributors, LLC is a Limited Liability Company formed in December 2000. It is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

369

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ivan Del rio’s Registration & Firm History

FL

12/07/2021 - Present

Franklin Distributors, LLC (MIAMI FL)

MA

10/06/2021 - 12/09/2021

JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)

MA

10/06/2021 - 12/09/2021

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC (BOSTON MA)

TX

05/25/2019 - 11/18/2020

INVESCO DISTRIBUTORS, INC. (HOUSTON TX)

NY

06/22/2012 - 05/25/2019

OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)

NY

11/22/2010 - 06/11/2012

CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)

NY

06/21/2010 - 10/04/2010

JOHN THOMAS FINANCIAL (NEW YORK NY)

NY

02/13/2009 - 07/16/2010

PRESTIGE FINANCIAL CENTER, INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 03/24/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/07/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/12/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ivan Antonio Del rio.
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