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Ivan Aniciete Rodriguez

Charles Schwab & CO., Inc.

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About Ivan Aniciete Rodriguez

Ivan Aniciete Rodriguez is a financial advisor with Charles Schwab & CO., Inc., located in San Francisco, California. Ivan has been in the financial industry since March 31, 2012. Previously, Ivan was with LPL FINANCIAL LLC. Ivan is registered with the state of California to provide both Broker-Dealer and Investment Advisor services. Ivan has a Series 66, Series 3, Series 7, and Series 99TO licenses. Ivan specializes in portfolio management for individuals and providing financial planning advice. Ivan is a financial advisor who has a history of success in helping clients reach their financial goals.

Firm Information

Ivan Rodriguez is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Ivan Rodriguez’s Registration & Firm History

CA

09/08/2022 - Present

Charles Schwab & CO., Inc. (San Francisco CA)

CA

11/06/2020 - 01/18/2022

LPL FINANCIAL LLC (SAN DIEGO CA)

CA

04/23/2018 - 10/26/2020

ALTEGRIS INVESTMENTS, LLC (LA JOLLA CA)

CA

08/05/2011 - 05/07/2018

LPL FINANCIAL LLC (SAN DIEGO CA)

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Licenses & Designations

BOTH

Issued 02/14/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/05/2024

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/13/2018

Series 3 - National Commodity Futures Examination

BC

Issued 08/04/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Ivan Aniciete Rodriguez.
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