Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ivan? Claim Your ProfileIvan Alexis Ruis is a financial professional with over 13 years of experience in the industry. Ivan is currently registered with Prudential Annuities Distributors, Inc. Ivan has previously held positions with PRUCO SECURITIES, LLC. and WACHOVIA SECURITIES, LLC. Ivan is licensed to sell securities in California, Florida, New Jersey, North Carolina, Rhode Island, South Dakota, and Vermont. Ivan holds the Series 6 and Series 63 licenses, as well as the Securities Industry Essentials (SIE) exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/26/2020 - Present
Prudential Annuities Distributors, Inc. (New York NY)
NJ
03/05/2008 - 03/31/2020
PRUCO SECURITIES, LLC. (NEWARK NJ)
NJ
10/24/2007 - 01/31/2008
WACHOVIA SECURITIES, LLC (MORRIS PLAINS NJ)
BC
Issued 10/26/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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