Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Iva? Claim Your ProfileIva McGowan is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Iva has over 23 years of experience in the financial services industry. Iva is registered with FINRA and is licensed in Florida and New Jersey. Iva's expertise includes portfolio management for businesses and individuals, pension consulting, and performance measurement reports. Prior to joining Merrill Lynch, Iva worked for a number of other firms, including J.P. Morgan Securities LLC, M.J. Whitman LLC, Morgan Stanley & Co., Incorporated, and Dean Witter Reynolds Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
09/09/2011 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PENNINGTON NJ)
NY
04/01/2010 - 04/28/2011
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
09/05/2007 - 03/02/2010
M.J. WHITMAN LLC (SARATOGA SPRINGS NY)
NY
04/02/2007 - 08/22/2007
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
08/20/2003 - 04/02/2007
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
05/04/2000 - 09/15/2003
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
03/02/1999 - 06/20/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 11/02/2013
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/08/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2004
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 12/11/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 02/27/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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