Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Istvan? Claim Your ProfileIstvan Tamoga is a financial advisor registered with Wells Fargo Clearing Services, LLC. Istvan has been in the industry since 2001, and has experience with Morgan Stanley and Morgan Stanley DW Inc. Istvan has a wide range of experience and expertise in the financial industry, with registrations in numerous states. Istvan is dedicated to providing clients with personalized financial advice and solutions, tailoring them to their specific needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
05/10/2018 - Present
Wells Fargo Clearing Services, LLC (CLEVELAND OH)
OH
06/01/2009 - 03/11/2015
MORGAN STANLEY (CLEVELAND OH)
OH
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (CLEVELAND OH)
OH
03/05/2001 - 04/02/2007
MORGAN STANLEY DW INC. (BEACHWOOD OH)
BOTH
Issued 03/27/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/25/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/10/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 03/01/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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