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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Issis? Claim Your ProfileIssis Rojas is a financial advisor at Morgan Stanley with over 17 years of experience in the financial services industry. Issis is a Registered Representative and Investment Advisor Representative with Morgan Stanley. Issis has passed Series 3, 4, 7, 9, 10, 31, 66, and SIE exams. Issis is registered with the state of Florida and holds licenses in 53 other states and territories. Issis is a Series 4 and Series 10 principal. Issis has previously worked at MORGAN STANLEY & CO. INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
09/03/2015 - Present
Morgan Stanley (Miami FL)
NY
04/22/2005 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
BOTH
Issued 06/10/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/21/2022
Series 4 - Registered Options Principal Examination
BC
Issued 03/15/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/26/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/2008
Series 3 - National Commodity Futures Examination
BC
Issued 11/29/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 03/07/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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