Unclaimed
Issary Miguelina Alba is a financial professional with over 10 years of experience in the industry. Issary has worked for AXA Distributors, LLC and is currently employed by Neuberger Berman BD LLC. Issary specializes in Portfolio Management for Individuals and provides a variety of services including Portfolio Management for Investment Companies. Issary has Series 6, 7, 63 and 65 licenses. Issary currently holds active registrations in New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
03/25/2021 - Present
Neuberger Berman BD LLC (Bronx NY)
NJ
07/01/2011 - 04/22/2019
AXA DISTRIBUTORS, LLC (JERSEY CITY NJ)
IA
Issued 05/21/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/21/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/2018
Series 7 - General Securities Representative Examination
BC
Issued 06/30/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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