Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Issam? Claim Your ProfileIssam Gargouri is a financial professional with over 7 years of experience in the securities industry. Issam is currently registered with BNP Paribas Securities Corp., where they have been employed since October 2019. Prior to this, Issam was employed with SG AMERICAS SECURITIES, LLC for seven years. Issam holds a Series 3, Series 7 and Series 63 license as well as the Securities Industry Essentials Examination (SIE). Issam is registered with the state securities authorities in all 50 states, the District of Columbia and Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/09/2019 - Present
BNP Paribas Securities Corp. (NEW YORK NY)
NY
09/28/2012 - 09/09/2019
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
BC
Issued 12/17/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/2013
Series 3 - National Commodity Futures Examination
BC
Issued 09/27/2012
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Issam Gargouri is the right advisor for you? Invested Better is here to help.
