Invested Better
Unclaimed

Unclaimed

Unclaimed

Isobel Marie Grodd

Guggenheim Securities, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Isobel? Claim Your Profile

About Isobel Marie Grodd

Isobel Marie Grodd is a registered representative with Guggenheim Securities, LLC in NEW YORK, NY. Isobel has been in the industry since October 8, 2007. Isobel has passed the Series 7, Series 63, Series 24 and Series 79TO exams. Isobel was previously registered with DEUTSCHE BANK SECURITIES INC.

Firm Information

Isobel Grodd is currently registered with Guggenheim Securities, LLC. Guggenheim Securities, LLC is a Limited Liability Company formed in January 1999. The firm is registered with the SEC and all 50 states, as well as the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

107

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Isobel Grodd’s Registration & Firm History

NY

01/14/2021 - Present

Guggenheim Securities, LLC (NEW YORK NY)

NY

10/08/2007 - 01/26/2021

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

Not sure if Isobel Marie Grodd is right for you?

Licenses & Designations

BC

Issued 12/12/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/25/2014

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/05/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Isobel Marie Grodd.
Not sure if Isobel Marie Grodd is right for you?