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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ismael? Claim Your ProfileIsmael Gorra is a financial advisor who has been in the industry since September 24, 2012. Ismael Gorra is currently registered with UBS Financial Services Inc. Ismael Gorra has been with UBS Financial Services Inc. since October 2023. Prior to that, Ismael Gorra was registered with J.P. MORGAN SECURITIES LLC. and CHASE INVESTMENT SERVICES CORP. Ismael Gorra holds FINRA Series 6, 7, and 66 licenses and the SIE exam. Ismael Gorra is also registered in 29 states and is registered as an Investment Advisor in California, Florida, New Jersey, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
10/02/2023 - Present
UBS Financial Services Inc. (FT. LAUDERDALE FL)
FL
10/01/2012 - 10/03/2023
J.P. MORGAN SECURITIES LLC (PLANTATION FL)
FL
09/25/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (DANIA FL)
BOTH
Issued 05/25/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/2018
Series 7 - General Securities Representative Examination
BC
Issued 09/24/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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