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Isidro Jose Arrieta insausti

Scotia Capital (usa) Inc.

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About Isidro Jose Arrieta insausti

Isidro Jose Arrieta insausti is a financial advisor registered with Scotia Capital (usa) Inc. and has been in the industry since 2014. Isidro is licensed to provide investment advice in all 50 states. Isidro previously worked at Foreside Fund Services, LLC in Los Angeles, CA, Neuberger Berman BD LLC in Atlanta, GA, and Santander Investment Securities Inc. in New York, NY. Isidro holds the Series 7, Series 31, Series 63, and Series 65 securities licenses and the SIE exam.

Firm Information

Isidro Arrieta insausti is currently registered with Scotia Capital (usa) Inc.. Scotia Capital (usa) Inc. is a corporation formed in 1939 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Isidro Arrieta insausti’s Registration & Firm History

NY

01/26/2022 - Present

Scotia Capital (usa) Inc. (NEW YORK NY)

CA

08/05/2019 - 04/02/2020

FORESIDE FUND SERVICES, LLC (Los Angeles CA)

GA

08/04/2017 - 02/05/2019

NEUBERGER BERMAN BD LLC (ATLANTA GA)

NY

05/17/2014 - 01/22/2016

SANTANDER INVESTMENT SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 09/05/2017

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/09/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/17/2017

Series 31 - Futures Managed Funds Examination

BC

Issued 05/16/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Isidro Jose Arrieta insausti.
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