Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ishan? Claim Your ProfileIshan Malik is a securities professional with over 10 years of experience in the industry. Currently, Ishan Malik is registered with BGC Financial, LP in New York. Ishan Malik holds multiple securities licenses including Series 7, Series 55, Series 57, and Series 63. Ishan Malik has previously held positions at J.P. Morgan Securities LLC, BNP Paribas Securities Corp., and Wells Fargo Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/01/2022 - Present
BGC Financial, LP (NEW YORK NY)
NY
04/18/2019 - 09/04/2021
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
07/22/2016 - 03/25/2019
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
10/16/2009 - 06/18/2014
WELLS FARGO SECURITIES, LLC (NEW YORK NY)
BC
Issued 07/25/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2016
Series 57 - Securities Trader Exam
BC
Issued 07/22/2016
Series 7 - General Securities Representative Examination
BC
Issued 02/26/2010
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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