Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ishan? Claim Your ProfileIshan Lal is a financial advisor with over 19 years of experience in the financial services industry. Ishan is currently registered with Scotia Capital (usa) Inc. in New York. Ishan has previously been associated with Credit Suisse Securities (USA) LLC and Morgan Stanley & Co., Incorporated. Ishan holds the Series 3, 7, 24 and 63 licenses and the SIE exam. Ishan is a registered representative in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/16/2023 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
01/07/2005 - 06/02/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
01/20/1995 - 10/20/1995
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BC
Issued 06/28/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/04/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/2007
Series 3 - National Commodity Futures Examination
BC
Issued 04/09/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Ishan Lal is the right advisor for you? Invested Better is here to help.
