Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Isha? Claim Your ProfileIsha Uppal is a financial advisor with Fidelity Brokerage Services LLC. Isha has over 6 years of experience in the financial services industry. Isha is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed to sell securities in 53 states. Isha holds the Series 6, 7, 9, 63, and SIE licenses. Isha previously worked at Cetera Investment Services LLC and Invest Financial Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
10/12/2020 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
NJ
12/06/2017 - 01/24/2020
CETERA INVESTMENT SERVICES LLC (MOORESTOWN NJ)
NJ
11/23/2016 - 12/06/2017
INVEST FINANCIAL CORPORATION (WOODBRIDGE NJ)
BC
Issued 05/26/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/12/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/11/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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