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Isaiah Paul Parris

National Financial Services LLC

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About Isaiah Paul Parris

Isaiah Paul Parris is a financial professional with over 12 years of experience in the industry. Isaiah is currently registered with National Financial Services LLC. Isaiah has previously been registered with Fidelity Brokerage Services LLC and National Financial Services LLC. Isaiah is licensed to sell securities in Rhode Island. Isaiah holds the Series 7 and SIE licenses. Isaiah has worked in the financial services industry since September 10, 2011.

Firm Information

Isaiah Parris is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Isaiah Parris’s Registration & Firm History

RI

01/16/2014 - Present

National Financial Services LLC (SMITHFIELD RI)

RI

07/29/2013 - 12/02/2013

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

RI

07/11/2011 - 07/10/2013

NATIONAL FINANCIAL SERVICES LLC (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/20/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Isaiah Paul Parris.
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