Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Isabella? Claim Your ProfileIsabella Roma Griffin is a financial advisor with Raymond James Financial Services Advisors, Inc. Isabella has been working in the financial services industry since 1987. Isabella is registered with the state of Connecticut, where they hold a Series 63 and a Series 65 license. Isabella has worked for several well-known firms in the past including UBS Financial Services Inc., Chase Investment Services Corp., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Bear, Stearns & Co. Inc. and Kidder, Peabody & Co. Incorporated. Isabella has experience in a wide range of financial services including portfolio management for businesses and individuals, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CT
06/17/2013 - Present
Raymond James Financial Services Advisors, Inc. (WILTON CT)
NY
04/08/2005 - 05/20/2013
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
IL
05/15/1995 - 04/11/2005
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NY
11/18/1993 - 05/02/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
12/13/1989 - 06/30/1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
08/07/1989 - 11/09/1989
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
05/01/1987 - 06/14/1989
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
IA
Issued 02/10/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/02/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/1988
Series 3 - National Commodity Futures Examination
BC
Issued 04/25/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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