Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Isabel? Claim Your ProfileIsabel Maria Santo tomas is a financial advisor with over 30 years of experience in the industry. Isabel Maria Santo tomas is currently registered with Morgan Stanley, and has held previous positions at several other firms, including Wachovia Securities, LLC and Credit Suisse First Boston LLC. Isabel Maria Santo tomas is a registered representative and investment advisor, and holds Series 7, 79TO, SIE, 63 and 66 licenses. Isabel Maria Santo tomas specializes in portfolio management for individuals, businesses, and investment companies, and also provides financial planning and asset allocation advice. Isabel Maria Santo tomas is a member of the CAREYES FOUNDATION Board of Directors, and oversees the organization's financial reporting and management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
06/01/2009 - Present
Morgan Stanley (Miami FL)
NY
09/24/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
04/14/2004 - 09/24/2008
WACHOVIA SECURITIES, LLC (NEW YORK NY)
NY
03/08/2002 - 04/08/2004
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
NJ
09/23/1997 - 08/21/2000
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
10/28/1994 - 09/24/1997
ROBERT FLEMING INC. (NEW YORK NY)
NY
12/16/1993 - 10/05/1994
SMITH BARNEY INC. (NEW YORK NY)
NY
04/13/1993 - 10/26/1993
ACCI SECURITIES, INC. (NEW YORK NY)
NA
06/27/1989 - 06/19/1992
GLOBAL CAPITAL SECURITIES, INC.
NY
06/07/1988 - 03/01/1989
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
05/14/1988 - 07/09/1988
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
04/14/1987 - 05/14/1988
E. F. HUTTON & COMPANY INC
NA
02/19/1986 - 11/25/1986
E. F. HUTTON & COMPANY INC
BOTH
Issued 01/24/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/17/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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