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Isabel Guo

Barclays Capital Inc.

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About Isabel Guo

Isabel Guo is a financial professional with experience in the financial services industry. Isabel is currently registered with Barclays Capital Inc. and holds a Series 6TO and a SIE license. Isabel previously worked at NYLIFE Distributors LLC.

Firm Information

Isabel Guo is currently registered with Barclays Capital Inc.. Barclays Capital Inc. is a Corporation formed on March 30, 1998 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands. The firm has a history of regulatory and civil events, with 120 regulatory disclosures and 4 civil disclosures on record.

Not reported

Assets Under Management

Not reported

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Isabel Guo’s Registration & Firm History

NY

01/06/2022 - Present

Barclays Capital Inc. (NEW YORK NY)

NY

03/01/2021 - 12/13/2021

NYLIFE DISTRIBUTORS LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/26/2021

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/23/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Isabel Guo.
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