Unclaimed
Isabel Dejesus is a securities professional with over 10 years of experience in the financial services industry. Isabel is currently registered with Lucid Capital Markets, LLC, and has held a Series 7, Series 24, Series 14, Series 62, Series 57TO, Series 82TO and Series 99TO license. Previously, Isabel was registered with DAIWA CAPITAL MARKETS AMERICA INC. Isabel has a broad range of experience in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/03/2023 - Present
Lucid Capital Markets, LLC (New York NY)
NY
04/05/2013 - 06/15/2023
DAIWA CAPITAL MARKETS AMERICA INC. (NEW YORK NY)
BC
Issued 06/07/2013
Series 24 - General Securities Principal Examination
BC
Issued 04/04/2013
Series 14 - Compliance Officer Examination
BC
Issued 10/03/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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