Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Isaac? Claim Your ProfileIsaac Cockfield is a financial professional with over 20 years of experience in the financial services industry. Isaac has worked for several well-known firms, including Merrill Lynch, Morgan Stanley, and Park Avenue Securities. Isaac is currently registered with Private Advisor Group, LLC and provides financial planning, investment management, and other financial services to individuals, families, and businesses. Isaac holds several industry certifications, including the Series 7, Series 66, and Series 31 licenses. Isaac is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitation/referral
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor/referral fees
1
2
NJ
07/10/2015 - Present
Private Advisor Group, LLC (MORRISTOWN NJ)
GA
06/15/2009 - 12/31/2010
RESOURCE HORIZONS GROUP LLC (MARIETTA GA)
TX
02/18/2009 - 06/10/2009
SUMMITALLIANCE SECURITIES, L.L.C. (DALLAS TX)
GA
03/05/2008 - 02/03/2009
PARK AVENUE SECURITIES LLC (ATLANTA GA)
NY
04/05/2007 - 01/02/2008
GUARDIAN INVESTOR SERVICES LLC (NEW YORK NY)
MA
12/13/2006 - 03/27/2007
JOHN HANCOCK FUNDS, LLC (BOSTON MA)
GA
11/04/2004 - 11/24/2006
SIGNATOR INVESTORS, INC. (ATLANTA GA)
NY
03/28/2002 - 09/21/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
01/04/2000 - 04/10/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 09/15/2016
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 01/28/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/21/2010
Series 24 - General Securities Principal Examination
BC
Issued 06/30/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2016
Series 7 - General Securities Representative Examination
BC
Issued 06/05/2002
Series 31 - Futures Managed Funds Examination
Active
Inactive
F
FINRA
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