Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Isaac? Claim Your ProfileIsaac Kim is an experienced financial advisor with over 7 years of experience in the industry. Isaac holds a Series 7, 66, 52, 99TO, 4, 10, 9, 14, 24, 53, and SIE licenses and has been a registered representative of J.P. Morgan Securities LLC since August 2022. Prior to joining J.P. Morgan Securities LLC, Isaac worked at Morgan Stanley, First Heartland Capital, Inc., and Ares Investor Services LLC. Isaac has a strong background in financial planning, portfolio management, and investment advisory services and specializes in serving high-net-worth individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
OH
09/07/2022 - Present
J.p. Morgan Securities LLC (Columbus OH)
CA
08/11/2020 - 08/16/2022
MORGAN STANLEY (Los Angeles CA)
CA
05/28/2019 - 12/31/2019
FIRST HEARTLAND CAPITAL, INC. (Pasadena CA)
CA
04/03/2018 - 03/20/2019
ARES INVESTOR SERVICES LLC (LOS ANGELES CA)
CA
02/20/2015 - 04/03/2018
CETERA ADVISOR NETWORKS LLC (EL SEGUNDO CA)
CA
09/08/2015 - 07/26/2017
FIRST ALLIED SECURITIES, INC. (EL SEGUNDO CA)
CA
09/08/2015 - 07/26/2017
GIRARD SECURITIES, INC. (EL SEGUNDO CA)
CA
09/08/2015 - 07/26/2017
SUMMIT BROKERAGE SERVICES, INC. (EL SEGUNDO CA)
CA
02/20/2015 - 07/26/2017
CETERA ADVISORS LLC (EL SEGUNDO CA)
CA
02/20/2015 - 07/26/2017
CETERA FINANCIAL SPECIALISTS LLC (EL SEGUNDO CA)
CA
02/20/2015 - 07/26/2017
CETERA INVESTMENT SERVICES LLC (EL SEGUNDO CA)
CA
09/08/2015 - 12/31/2016
LEGEND EQUITIES CORPORATION (El Segundo CA)
CA
09/08/2015 - 10/18/2016
INVESTORS CAPITAL CORP. (EL SEGUNDO CA)
CA
09/08/2015 - 10/18/2016
VSR FINANCIAL SERVICES, INC. (el segundo CA)
CA
09/12/2012 - 05/09/2013
LPL FINANCIAL LLC (SAN DIEGO CA)
BOTH
Issued 10/07/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/15/2020
Series 4 - Registered Options Principal Examination
BC
Issued 12/22/2015
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/21/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/2016
Series 52 - Municipal Securities Representative Examination
BC
Issued 09/10/2012
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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