Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Isaac? Claim Your ProfileIsaac Kim is a financial advisor with J.P. MORGAN SECURITIES LLC based in Columbus, OH. Isaac has been working in the financial services industry since May 1, 2015. Isaac has been registered with the state of Ohio since September 6, 2022, and is also registered with the state of Texas and California. Isaac holds several securities licenses including Series 7, 9, 10, 14, 24, 52, 53, 66, 99TO and SIE. Previous employers include MORGAN STANLEY, FIRST HEARTLAND CAPITAL, INC., ARES INVESTOR SERVICES LLC, CETERA ADVISOR NETWORKS LLC, FIRST ALLIED SECURITIES, INC., GIRARD SECURITIES, INC., SUMMIT BROKERAGE SERVICES, INC., CETERA ADVISORS LLC, CETERA FINANCIAL SPECIALISTS LLC, CETERA INVESTMENT SERVICES LLC, LEGEND EQUITIES CORPORATION, INVESTORS CAPITAL CORP., VSR FINANCIAL SERVICES, INC., and LPL FINANCIAL LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
OH
09/07/2022 - Present
J.p. Morgan Securities LLC (Columbus OH)
CA
08/11/2020 - 08/16/2022
MORGAN STANLEY (Los Angeles CA)
CA
05/28/2019 - 12/31/2019
FIRST HEARTLAND CAPITAL, INC. (Pasadena CA)
CA
04/03/2018 - 03/20/2019
ARES INVESTOR SERVICES LLC (LOS ANGELES CA)
CA
02/20/2015 - 04/03/2018
CETERA ADVISOR NETWORKS LLC (EL SEGUNDO CA)
CA
09/08/2015 - 07/26/2017
FIRST ALLIED SECURITIES, INC. (EL SEGUNDO CA)
CA
09/08/2015 - 07/26/2017
GIRARD SECURITIES, INC. (EL SEGUNDO CA)
CA
09/08/2015 - 07/26/2017
SUMMIT BROKERAGE SERVICES, INC. (EL SEGUNDO CA)
CA
02/20/2015 - 07/26/2017
CETERA ADVISORS LLC (EL SEGUNDO CA)
CA
02/20/2015 - 07/26/2017
CETERA FINANCIAL SPECIALISTS LLC (EL SEGUNDO CA)
CA
02/20/2015 - 07/26/2017
CETERA INVESTMENT SERVICES LLC (EL SEGUNDO CA)
CA
09/08/2015 - 12/31/2016
LEGEND EQUITIES CORPORATION (El Segundo CA)
CA
09/08/2015 - 10/18/2016
INVESTORS CAPITAL CORP. (EL SEGUNDO CA)
CA
09/08/2015 - 10/18/2016
VSR FINANCIAL SERVICES, INC. (el segundo CA)
CA
09/12/2012 - 05/09/2013
LPL FINANCIAL LLC (SAN DIEGO CA)
BOTH
Issued 10/7/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 1/2/2023
Series 14 - Compliance Officer Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 8/15/2020
Series 4 - Registered Options Principal Examination
BC
Issued 12/22/2015
Series 53 - Municipal Securities Principal Examination
BC
Issued 5/21/2015
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/13/2016
Series 52 - Municipal Securities Representative Examination
BC
Issued 9/10/2012
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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