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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Isaac? Claim Your ProfileIsaac Flores guzman is an investment advisor representative at Planmember Securities Corp. Isaac has been in the financial industry for over four years. Isaac is licensed to provide investment advisory services in California, Arizona, Colorado, Florida, Montana, Nebraska, South Dakota, and Wyoming. Isaac holds Series 63, Series 65, and Series 6TO licenses and has completed the SIE exam. Isaac previously worked at J.P. MORGAN SECURITIES LLC and has experience working with high-net-worth individuals, corporations, pension plans, and charitable organizations. Planmember Securities Corp. provides financial planning, portfolio management, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Provides investment supervisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
01/02/2025 - Present
Planmember Securities Corp. (CARPINTERIA CA)
CA
08/09/2019 - 11/11/2023
J.P. MORGAN SECURITIES LLC (SANTA BARBARA CA)
IA
Issued 12/28/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/21/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/09/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/26/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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