Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Isaac? Claim Your ProfileIsaac Chan is a financial advisor with J.P. Morgan Securities LLC. Isaac has been in the industry since 1999 and has held previous roles at CETERA INVESTMENT SERVICES LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, BANC OF AMERICA INVESTMENT SERVICES, INC., CITICORP INVESTMENT SERVICES, WM FINANCIAL SERVICES, INC., GLOBALINK SECURITIES, INC., and PRUCO SECURITIES CORPORATION. Isaac holds licenses for Series 6, 7, 10, 24, 52TO, 63, and 66 exams. Isaac is registered to provide advisory services in 42 states. Isaac is currently registered with J.P. Morgan Securities LLC. J.P. Morgan Securities LLC provides financial planning, portfolio management for individuals and businesses, pension consulting, and selection of other advisors. J.P. Morgan Securities LLC manages over $249 billion in assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
CA
06/27/2022 - Present
J.p. Morgan Securities LLC (SOUTH PASADENA CA)
CA
04/17/2015 - 03/07/2022
CETERA INVESTMENT SERVICES LLC (MONTEREY PARK CA)
CA
10/23/2009 - 04/21/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PASADENA CA)
CA
04/13/2006 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (ALHAMBRA CA)
CA
11/26/2003 - 04/25/2006
CITICORP INVESTMENT SERVICES (LOS ANGELES CA)
CA
09/26/2002 - 11/24/2003
WM FINANCIAL SERVICES, INC. (IRVINE CA)
CA
07/25/2000 - 10/02/2002
GLOBALINK SECURITIES, INC. (PASADENA CA)
NJ
03/22/1999 - 08/09/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
MN
04/21/1998 - 05/05/1998
FORTIS INVESTORS, INC. (OAKDALE MN)
BOTH
Issued 3/23/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 4/27/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 5/18/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 4/14/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/21/2016
Series 24 - General Securities Principal Examination
BC
Issued 6/1/2001
Series 4 - Registered Options Principal Examination
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/6/2000
Series 7 - General Securities Representative Examination
BC
Issued 4/20/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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BOX Exchange LLC
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Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
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FINRA
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Investors' Exchange LLC
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Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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