Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Isaac? Claim Your ProfileIsaac Aaron Mason is a financial advisor with over 14 years of experience in the industry. Currently, Isaac is a registered representative at SMBC Nikko Securities America, Inc. He has a Series 7, Series 63, Series 79TO, and SIE licenses. Prior to joining SMBC Nikko Securities America, Inc. in 2018, Isaac worked at Lazard Frères & Co. LLC and UBS Securities LLC. Isaac is registered in 51 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/26/2018 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
04/12/2011 - 05/01/2018
LAZARD FRERES & CO. LLC (NEW YORK NY)
NY
09/08/2008 - 04/01/2011
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 10/03/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
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NYSE Arca, Inc.
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