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Irwin Roman

Lincoln Financial Distributors, Inc.

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About Irwin Roman

Irwin Roman is a financial professional with over 9 years of experience in the industry. Irwin is registered with Lincoln Financial Distributors, Inc. and holds Series 6, 63, and 26 licenses. Irwin is currently registered in Pennsylvania.

Firm Information

Irwin Roman is currently registered with Lincoln Financial Distributors, Inc.. Lincoln Financial Distributors, Inc. is a Corporation formed in August 1967. It is registered with the SEC and in all 50 states, as well as Puerto Rico. The firm has disclosed three regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

984

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Irwin Roman’s Registration & Firm History

PA

10/11/2013 - Present

Lincoln Financial Distributors, Inc. (RADNOR PA)

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Licenses & Designations

BC

Issued 10/21/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/31/2022

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/11/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Irwin Roman.
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