Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Irwin? Claim Your ProfileIrwin Maisner is a financial advisor with over 30 years of experience in the financial services industry. Irwin is currently registered with RBC Capital Markets, LLC. Previously Irwin Maisner was registered with JANNEY MONTGOMERY SCOTT LLC, FIRST UNION SECURITIES, INC., FIRST UNION CAPITAL MARKETS CORP., A. G. EDWARDS & SONS, INC., PRUDENTIAL-BACHE SECURITIES INC., JOSEPHTHAL & CO., INCORPORATED and IDS MARKETING CORPORATION. Irwin Maisner holds Series 6, 7, 9, 10, 63, and 65 licenses and is registered with the Securities and Exchange Commission and numerous states. Irwin Maisner specializes in providing financial planning, portfolio management, and pension consulting services to individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
02/25/2015 - Present
RBC Capital Markets, LLC (Westport CT)
CT
02/05/2002 - 12/23/2014
JANNEY MONTGOMERY SCOTT LLC (FAIRFIELD CT)
MO
10/01/1999 - 01/22/2002
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
02/19/1999 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
MO
11/21/1986 - 02/19/1999
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NA
04/26/1984 - 11/20/1986
PRUDENTIAL-BACHE SECURITIES INC.
NA
10/19/1983 - 03/23/1984
JOSEPHTHAL & CO., INCORPORATED
NA
04/29/1983 - 09/02/1983
IDS MARKETING CORPORATION
IA
Issued 01/26/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/14/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/08/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/22/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
BC
Issued 04/28/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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