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Irvin Henry Rosenfeld

Newbridge Securities Corp.

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About Irvin Henry Rosenfeld

Irvin Henry Rosenfeld is a registered representative with Newbridge Securities Corp. Irvin has been in the securities industry since August 4, 1987. Irvin currently holds the following licenses: Series 7, Series 63 and SIE. Irvin is registered in 20 states. Irvin has previously been registered with several other firms including: Meyers Associates, L.P., Sands Brothers & Co., Ltd., Bluestone Capital Corp., Shochet Securities Inc., GKN Securities Corp., Corporate Securities Group, Inc., Investments by Planners, Inc., The Investment Center, Inc., Schweitzer & Company, Global Capital Securities, Inc., J. T. Moran & Co., Inc. and RLR Securities Group, Inc.

Firm Information

Irvin Rosenfeld is currently registered with Newbridge Securities Corp.. Newbridge Securities Corp. is a Corporation formed in December 1997. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands. The firm has reported 31 Regulatory Events and 4 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

63

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Irvin Rosenfeld’s Registration & Firm History

FL

11/17/2003 - Present

Newbridge Securities Corp. (BOCA RATON FL)

NY

01/03/2002 - 11/18/2003

MEYERS ASSOCIATES, L.P. (NEW YORK NY)

NY

11/20/2001 - 01/09/2002

SANDS BROTHERS & CO., LTD. (NEW YORK NY)

NY

08/31/2001 - 11/26/2001

BLUESTONE CAPITAL CORP. (NEW YORK NY)

FL

11/10/2000 - 08/31/2001

SHOCHET SECURITIES INC. (BOCA RATON FL)

NY

02/01/1991 - 01/03/2001

GKN SECURITIES CORP. (NEW YORK NY)

MO

05/31/1990 - 12/20/1990

CORPORATE SECURITIES GROUP, INC. (ST. LOUIS MO)

FL

01/17/1990 - 06/21/1990

INVESTMENTS BY PLANNERS, INC. (BOCA RATON FL)

NJ

01/04/1990 - 05/24/1990

THE INVESTMENT CENTER, INC. (BEDMINSTER NJ)

NA

05/17/1989 - 01/03/1990

SCHWEITZER & COMPANY

NA

03/03/1989 - 05/19/1989

GLOBAL CAPITAL SECURITIES, INC.

NA

11/20/1987 - 03/06/1989

J. T. MORAN & CO., INC.

NA

06/24/1987 - 11/25/1987

RLR SECURITIES GROUP, INC.

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Licenses & Designations

BC

Issued 08/14/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 17 - Limited Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/20/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Irvin Henry Rosenfeld. Review regulatory record here.
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