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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Iris? Claim Your ProfileIris Yuderka Gomez is a financial advisor with Morgan Stanley. Iris has been in the industry since 1999 and has a broad range of experience in financial services. Iris is registered with the Securities and Exchange Commission (SEC) and holds various licenses and registrations, including Series 7, 9, 10, 24, 63 and 66. In addition to her experience with Morgan Stanley, Iris has held previous roles at Oppenheimer & Co. Inc., Prime Charter Ltd., and Weatherly Securities Corporation. Iris is a dedicated professional with a strong commitment to providing her clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
02/07/2014 - Present
Morgan Stanley (New York NY)
NY
01/02/2002 - 05/16/2013
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
06/21/1999 - 01/02/2002
PRIME CHARTER LTD. (NEW YORK NY)
NY
02/01/1999 - 06/29/1999
WEATHERLY SECURITIES CORPORATION (NEW YORK NY)
BOTH
Issued 03/09/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/12/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/04/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/06/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/07/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2017
Series 3 - National Commodity Futures Examination
BC
Issued 01/14/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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