Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Iris? Claim Your ProfileIris Sutton is a financial professional with over 20 years of experience in the securities industry. Iris is currently registered with Stonex Securities Inc. Previously, Iris held positions with Quest Capital Strategies, Inc., SagePoint Financial, Inc., and AXA Advisors, LLC. Iris holds FINRA Series 6 and 63 licenses and the SIE exam. Iris is registered in Alabama, California, Florida, Georgia, Maryland, Tennessee and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AL
12/06/2019 - Present
Stonex Securities Inc. (HUNTSVILLE AL)
CA
01/10/2018 - 12/06/2019
QUEST CAPITAL STRATEGIES, INC. (LAGUNA HILLS CA)
AL
12/05/2013 - 12/31/2017
SAGEPOINT FINANCIAL, INC. (HUNTSVILLE AL)
AL
07/01/2010 - 11/28/2011
AXA ADVISORS, LLC (HUNTSVILLE AL)
AL
06/01/2005 - 06/16/2010
AXA ADVISORS, LLC (HUNTSVILLE AL)
NY
01/01/1998 - 06/01/2005
MONY SECURITIES CORPORATION (NEW YORK NY)
BC
Issued 01/31/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/24/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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