Unclaimed
Iris Conner has been in the securities industry since April 30, 2016. Iris is currently registered with Cetera Advisor Networks LLC in Connecticut. Iris is also licensed to sell investment company products and variable contracts, and is a Series 63 and SIE exam holder. Iris has worked at Cetera Advisor Networks LLC, Commonwealth Financial Network and Equity Services, Inc. in the past.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
01/25/2022 - Present
Cetera Advisor Networks LLC (HARTFORD CT)
CT
08/03/2021 - 12/24/2021
EQUITY SERVICES, INC. (GLASTONBURY CT)
CT
01/03/2019 - 03/11/2021
COMMONWEALTH FINANCIAL NETWORK (GLASTONBURY CT)
CT
09/19/2015 - 11/13/2018
CETERA ADVISOR NETWORKS LLC (HARTFORD CT)
BC
Issued 11/07/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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