Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Iris? Claim Your ProfileIris Diaz is a financial advisor who has been working in the industry since 2015. Diaz is registered with Wells Fargo Clearing Services, LLC and has held previous roles with BBVA Securities Inc. and Wells Fargo Bank, NA. Diaz is registered to provide investment advice in Colorado, Florida, Iowa, Louisiana, and Texas. Diaz is able to provide a wide variety of investment services including portfolio management for businesses, individuals, and other advisers. Diaz is also able to provide financial planning, pension consulting, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
01/11/2022 - Present
Wells Fargo Clearing Services, LLC (BROWNSVILLE TX)
TX
07/03/2018 - 08/03/2021
WELLS FARGO CLEARING SERVICES, LLC (BROWNSVILLE TX)
TX
06/15/2015 - 06/04/2018
BBVA SECURITIES INC. (MCALLEN TX)
BOTH
Issued 09/14/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/08/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2016
Series 7 - General Securities Representative Examination
BC
Issued 06/13/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Iris Diaz is the right advisor for you? Invested Better is here to help.
