Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Iris? Claim Your ProfileIris Roth is a financial professional with over 30 years of experience in the financial services industry. Iris is a Certified Financial Planner and has a wide range of experience, having worked at several firms throughout her career. Iris currently works at Newedge Advisors, where she provides financial planning, portfolio management, and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
11/01/2021 - Present
Newedge Advisors (AVENTURA FL)
CA
07/31/1998 - 05/03/2004
LONDON PACIFIC SECURITIES, INC. (SACRAMENTO CA)
MA
07/03/1997 - 07/31/1998
MUTUAL SERVICE CORPORATION (BOSTON MA)
VA
06/08/1992 - 07/02/1997
FORTH FINANCIAL SECURITIES, CORPORATION (RICHMOND VA)
MA
01/08/1991 - 06/10/1992
MUTUAL SERVICE CORPORATION (BOSTON MA)
NY
01/05/1989 - 12/03/1990
NEW ENGLAND SECURITIES (NEW YORK NY)
NA
03/16/1988 - 06/20/1989
EQUICO SECURITIES, INC.
NA
03/16/1988 - 06/20/1989
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BC
Issued 03/14/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/06/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/1997
Series 7 - General Securities Representative Examination
BC
Issued 03/15/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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