Unclaimed
Irene Sullivan is a financial professional with over 30 years of experience in the industry. Irene has held positions at several firms, including Kern, Suslow Securities, Inc., Christopher Street Financial, Inc., and First America Equities Corp. Currently, Irene is associated with R. F. Lafferty & CO., Inc. where she is registered as a broker and an investment advisor. She has a broad range of experience in the financial services industry and holds several licenses and certifications, including Series 7, Series 24, Series 52TO, and Series 53.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
12/11/2013 - Present
R. F. Lafferty & CO., Inc. (NEW YORK NY)
NY
03/09/1999 - 12/31/2013
KERN, SUSLOW SECURITIES, INC. (NEW YORK NY)
NY
01/04/1993 - 11/25/1998
CHRISTOPHER STREET FINANCIAL, INC. (NEW YORK NY)
NA
02/02/1989 - 08/07/1990
FIRST AMERICA EQUITIES CORP.
NA
01/26/1988 - 01/09/1989
FSC SECURITIES CORPORATION
NA
03/05/1986 - 07/22/1987
CORNWALL SECURITIES, INC.
NA
01/16/1985 - 02/26/1986
GRUNTAL & CO. INCORPORATED
NA
06/29/1984 - 01/22/1985
E. F. HUTTON & COMPANY INC
NA
05/23/1984 - 06/04/1984
BEAR, STEARNS & CO.
BC
Issued 07/23/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/22/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/07/1997
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/01/1986
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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