Invested Better
Unclaimed

Unclaimed

Unclaimed

Irene Margaret Sullivan

R. F. Lafferty & CO., Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Irene? Claim Your Profile

About Irene Margaret Sullivan

Irene Sullivan is a financial professional with over 30 years of experience in the industry. Irene has held positions at several firms, including Kern, Suslow Securities, Inc., Christopher Street Financial, Inc., and First America Equities Corp. Currently, Irene is associated with R. F. Lafferty & CO., Inc. where she is registered as a broker and an investment advisor. She has a broad range of experience in the financial services industry and holds several licenses and certifications, including Series 7, Series 24, Series 52TO, and Series 53.

Firm Information

Irene Sullivan is currently registered with R. F. Lafferty & CO., Inc.. R. F. Lafferty & CO., Inc. is a corporation formed in May 1976, headquartered in New York, NY. The firm provides portfolio management for individuals and selects other advisors, and has a total of 148 client accounts with $90,879,915 in regulatory assets under management. The firm is registered with the SEC and in 53 states.
R. F. Lafferty & CO., Inc.

40 WALL STREET

NEW YORK, NY 10005

$90.88M

Assets Under Management

45

Total Clients

50

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

commissions

Earned based on transactions or products sold.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Irene Sullivan’s Registration & Firm History

NY

12/11/2013 - Present

R. F. Lafferty & CO., Inc. (NEW YORK NY)

NY

03/09/1999 - 12/31/2013

KERN, SUSLOW SECURITIES, INC. (NEW YORK NY)

NY

01/04/1993 - 11/25/1998

CHRISTOPHER STREET FINANCIAL, INC. (NEW YORK NY)

NA

02/02/1989 - 08/07/1990

FIRST AMERICA EQUITIES CORP.

NA

01/26/1988 - 01/09/1989

FSC SECURITIES CORPORATION

NA

03/05/1986 - 07/22/1987

CORNWALL SECURITIES, INC.

NA

01/16/1985 - 02/26/1986

GRUNTAL & CO. INCORPORATED

NA

06/29/1984 - 01/22/1985

E. F. HUTTON & COMPANY INC

NA

05/23/1984 - 06/04/1984

BEAR, STEARNS & CO.

Not sure if Irene Margaret Sullivan is right for you?

Licenses & Designations

BC

Issued 07/23/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/22/1997

Series 24 - General Securities Principal Examination

BC

Issued 01/07/1997

Series 53 - Municipal Securities Principal Examination

BC

Issued 04/01/1986

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/19/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 9 public disclosures for Irene Margaret Sullivan. Review regulatory record here.
Not sure if Irene Margaret Sullivan is right for you?