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Irene Li Williams

Cetera Investment Services LLC

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About Irene Li Williams

Irene Li Williams has been a registered representative since 2000 and is currently affiliated with Cetera Investment Services LLC in NORTHRIDGE, California. Irene has prior experience with LPL Financial LLC, Cetera Investment Services LLC, UVEST FINANCIAL SERVICES GROUP, INC., LPL Financial Corporation, UCB INVESTMENT SERVICES, INC., UVEST FINANCIAL SERVICES GROUP, INC., IFMG SECURITIES, INC., and GATEWAY INVESTMENT SERVICES, INC.. Irene is licensed in California and holds Series 6, Series 63, and SIE licenses.

Firm Information

Irene Williams is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Irene Williams’s Registration & Firm History

CA

09/25/2017 - Present

Cetera Investment Services LLC (NORTHRIDGE CA)

CA

02/28/2017 - 09/25/2017

LPL FINANCIAL LLC (NORTHRIDGE CA)

CA

01/21/2011 - 02/28/2017

CETERA INVESTMENT SERVICES LLC (LOS ANGELES CA)

CA

02/12/2010 - 10/22/2010

UVEST FINANCIAL SERVICES GROUP, INC. (VAN NUYS CA)

CA

02/17/2009 - 02/18/2010

LPL FINANCIAL CORPORATION (VAN NUYS CA)

CA

05/30/2006 - 03/10/2009

UCB INVESTMENT SERVICES, INC. (VAN NUYS CA)

NC

07/15/2005 - 04/10/2006

UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)

NY

10/02/2003 - 07/26/2005

IFMG SECURITIES, INC. (PURCHASE NY)

IL

12/05/2000 - 08/20/2003

GATEWAY INVESTMENT SERVICES, INC. (OAK PARK IL)

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Licenses & Designations

BC

Issued 12/15/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/04/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Irene Li Williams.
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