Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Irene? Claim Your ProfileIrene Bock is a financial advisor who has been in the industry since 2006. Irene is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has been with them since December 2015. Irene has previously been registered with Santander Securities LLC, CCO Investment Services Corp., Linsco/Private Ledger Corp., Citizens Investment Services Corp., and Putnam Mutual Funds Corp.. Irene holds several licenses and certifications including Series 63, Series 66, Series 7, Series 6, Series 24, Series 26, and Series 53. Irene specializes in portfolio management for individuals and businesses, and also provides pension consulting, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
RI
08/19/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PROVIDENCE RI)
MA
04/24/2014 - 12/09/2015
SANTANDER SECURITIES LLC (DORCHESTER MA)
RI
12/22/2011 - 03/24/2014
CCO INVESTMENT SERVICES CORP. (SMITHFIELD RI)
TX
10/25/2005 - 07/17/2006
LINSCO/PRIVATE LEDGER CORP. (DEL RIO TX)
RI
05/19/1999 - 11/12/2003
CITIZENS INVESTMENT SERVICES CORP. (JOHNSTON RI)
MA
07/01/1998 - 04/08/1999
PUTNAM MUTUAL FUNDS CORP. (BOSTON MA)
BOTH
Issued 4/9/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/20/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/26/2001
Series 53 - Municipal Securities Principal Examination
BC
Issued 3/26/2001
Series 24 - General Securities Principal Examination
BC
Issued 11/16/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2011
Series 7 - General Securities Representative Examination
BC
Issued 6/24/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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