Unclaimed
Irene Dougherty is a financial advisor with PNC Investments. Irene has been in the financial services industry since August 5, 1996. Irene is currently registered with the state of Delaware, Maryland, and New Jersey. Prior to joining PNC Investments, Irene worked for Wells Fargo Advisors, LLC, UBS Financial Services Inc., Citigroup Global Markets Inc., Legg Mason Wood Walker, Incorporated, Ferris, Baker Watts Incorporated, Wachovia Securities, LLC and First Union Capital Markets Corp. Irene holds the Series 63, 8, 7 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
DE
04/10/2012 - Present
PNC Investments (WILMINGTON DE)
MD
02/07/2011 - 06/06/2011
WELLS FARGO ADVISORS, LLC (BALTIMORE MD)
DE
04/23/2008 - 05/13/2009
UBS FINANCIAL SERVICES INC. (WILMINGTON DE)
DE
02/21/2006 - 04/07/2008
CITIGROUP GLOBAL MARKETS INC. (GREENVILLE DE)
MD
08/12/2004 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
MD
12/16/2003 - 07/28/2004
FERRIS, BAKER WATTS INCORPORATED (BALTIMORE MD)
MO
10/01/1999 - 06/17/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
06/11/1993 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
BC
Issued 12/06/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/04/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/10/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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