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Ira Mitchell Smelkinson

Loop Capital Markets LLC

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About Ira Mitchell Smelkinson

Ira Mitchell Smelkinson is a financial advisor with over 35 years of experience in the industry. Ira is currently registered with Loop Capital Markets LLC in New York, NY. Ira has previously worked at MORGAN STANLEY & CO. LLC and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Ira holds a Series 7, Series 50, Series 52TO, Series 53, Series 63, and Series 79TO license.

Firm Information

Ira Smelkinson is currently registered with Loop Capital Markets LLC. Loop Capital Markets LLC is a Limited Liability Company formed on June 1, 2004. The firm provides a range of advisory services, including transition management services, equity research services, and security ratings. It serves a variety of client types, including corporations, state or municipal government entities, other investment advisors, and pension plans. The firm is registered with the Securities and Exchange Commission and is licensed to conduct business in all 50 states.

Not reported

Assets Under Management

15

Total Clients

123

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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transition management services/equity research services

Transition management services/equity research services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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other

Negotiated fees for research services

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Ira Smelkinson’s Registration & Firm History

NY

06/03/2022 - Present

Loop Capital Markets LLC (NEW YORK NY)

NY

07/07/1999 - 06/13/2022

MORGAN STANLEY & CO. LLC (NEW YORK NY)

NY

10/22/1986 - 07/29/1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/15/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/18/1994

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 09/10/2019

Series 50 - Municipal Advisor Representative Qualification Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/18/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ira Mitchell Smelkinson.
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