Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ira? Claim Your ProfileIra Karl Riner is a financial professional with over 40 years of experience in the industry. Ira is currently registered with UBS Financial Services Inc. in South Carolina and Texas. Prior to joining UBS, Ira was a registered representative at RBC Capital Markets, LLC, Wachovia Securities, LLC and A. G. Edwards & Sons, Inc. Ira holds multiple industry licenses and designations including Series 3, 7, 9, 10, 15, 63 and 65. Ira specializes in providing financial advice to high-net-worth individuals, corporations, and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
SC
04/11/2016 - Present
UBS Financial Services Inc. (Mt. Pleasant SC)
NY
08/04/2008 - 04/20/2015
RBC CAPITAL MARKETS, LLC (WILLIAMSVILLE NY)
NY
01/01/2008 - 08/05/2008
WACHOVIA SECURITIES, LLC (WILLIAMSVILLE NY)
NY
11/23/1998 - 01/03/2008
A. G. EDWARDS & SONS, INC. (WILLIAMSVILLE NY)
NY
07/27/1983 - 11/30/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 11/17/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/17/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/01/1986
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/1995
Series 5 - Interest Rate Options Examination
BC
Issued 11/20/1985
Series 15 - Foreign Currency Options Examination
BC
Issued 07/07/1983
Series 3 - National Commodity Futures Examination
BC
Issued 06/18/1983
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Ira Riner is the right advisor for you? Invested Better is here to help.
