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Ira Jason Rothblut

PHX Financial, Inc.

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About Ira Jason Rothblut

Ira Jason Rothblut is a registered representative with PHX Financial, Inc., located in Hauppauge, NY. Ira holds the Series 7TO, SIE and Series 63 licenses. Ira has been in the financial services industry since September 2, 2020. Ira is registered in New York and the firm is registered with FINRA.

Firm Information

Ira Rothblut is currently registered with PHX Financial, Inc.. PHX Financial, Inc. is a Corporation formed in December 2006. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 3 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

65

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ira Rothblut’s Registration & Firm History

NY

09/03/2020 - Present

PHX Financial, Inc. (Hauppauge NY)

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Licenses & Designations

BC

Issued 10/02/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/03/2020

Series 7TO - General Securities Representative Examination

BC

Issued 08/10/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ira Jason Rothblut.
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