Unclaimed
Ira Hart is a financial professional who has been working in the industry since 1994. Ira is currently registered with Allstate Financial Services, LLC in California. Previously, Ira was registered with Essex National Securities, Inc. in California and Gateway Investment Services, Inc. in Illinois. Ira holds licenses Series 7, Series 24, Series 63, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
02/01/2007 - Present
Allstate Financial Services, LLC (SYLMAR CA)
CA
09/15/2003 - 01/16/2007
ESSEX NATIONAL SECURITIES, INC. (LA CRESCENTA CA)
IL
11/29/2001 - 09/15/2003
GATEWAY INVESTMENT SERVICES, INC. (OAK PARK IL)
CA
05/09/2000 - 11/26/2001
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
IL
07/07/1997 - 05/08/2000
GATEWAY INVESTMENT SERVICES, INC. (OAK PARK IL)
NY
01/09/1995 - 05/03/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
09/08/1993 - 12/23/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 01/03/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/16/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/10/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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