Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Iori? Claim Your ProfileIori Uchida is a registered representative with Mizuho Securities USA LLC, a firm that is actively registered with the Securities and Exchange Commission. Iori Uchida is registered in New York and has passed the Series 7TO, Series 63, and SIE exams. Iori Uchida joined Mizuho Securities USA LLC in April 2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/29/2024 - Present
Mizuho Securities USA LLC (NEW YORK NY)
BC
Issued 06/29/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/28/2024
Series 7TO - General Securities Representative Examination
BC
Issued 01/30/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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