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Iok chi Wong

Nylife Securities LLC

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About Iok chi Wong

Iok chi Wong is a financial professional who has been in the industry since September 24, 2019. Currently, Iok chi is registered with Nylife Securities LLC. Iok chi is registered to conduct business in California, Florida, New Jersey, New York, Pennsylvania, Texas, Utah, and Washington. Iok chi is a Series 63, Series 6TO, and SIE licensed professional.

Firm Information

Iok chi Wong is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Iok chi Wong’s Registration & Firm History

NY

02/24/2022 - Present

Nylife Securities LLC (NEW YORK NY)

NY

05/31/2019 - 10/29/2021

NYLIFE SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/30/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/31/2019

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 03/18/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Iok chi Wong.
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