Unclaimed
Iok chi Wong is a financial professional who has been in the industry since September 24, 2019. Currently, Iok chi is registered with Nylife Securities LLC. Iok chi is registered to conduct business in California, Florida, New Jersey, New York, Pennsylvania, Texas, Utah, and Washington. Iok chi is a Series 63, Series 6TO, and SIE licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/24/2022 - Present
Nylife Securities LLC (NEW YORK NY)
NY
05/31/2019 - 10/29/2021
NYLIFE SECURITIES LLC (NEW YORK NY)
BC
Issued 05/30/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/31/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/18/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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