Unclaimed
Ioannis Giovanidis is a financial professional with over 11 years of experience in the securities industry. Ioannis currently works at J.P. Morgan Securities LLC, where Ioannis has been registered since October 2020. Prior to joining J.P. Morgan Securities LLC, Ioannis worked at Deutsche Bank Securities Inc. from April 2013 to October 2020. Ioannis also worked at UBS Securities LLC from January 2009 to April 2013. Ioannis is licensed in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. Ioannis holds Series 7, 24, 57TO and 63 licenses as well as the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
10/20/2020 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
04/26/2013 - 10/28/2020
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
01/07/2009 - 04/03/2013
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 01/26/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/03/2021
Series 24 - General Securities Principal Examination
BC
Issued 11/13/2020
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/06/2009
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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