Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Insoo? Claim Your ProfileInsoo Lee is a financial professional with over 16 years of experience in the industry. Currently registered with Stonex Financial Inc., Insoo Lee is a Series 7, Series 63, SIE, Series 57TO, and Series 99TO licensed professional. Previously, Insoo Lee has worked with RBC Capital Markets, LLC, UBS Securities LLC, and Goldman, Sachs & Co., all of which have a national presence. Insoo Lee has been actively registered with FINRA since 2019 and has a history of serving the financial needs of clients in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/22/2019 - Present
Stonex Financial Inc. (NEW YORK NY)
NY
03/13/2013 - 08/08/2018
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
04/21/2011 - 03/08/2013
UBS SECURITIES LLC (NEW YORK NY)
NY
05/01/2006 - 04/25/2011
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 06/09/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 08/08/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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