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Inga Lee Norton

Mizuho Securities USA LLC

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About Inga Lee Norton

Inga Norton is a financial professional with over twenty years of experience in the financial services industry. Inga currently holds a position at Mizuho Securities USA LLC. Before joining Mizuho Securities USA LLC, Inga was a registered representative at J.P. Morgan Securities LLC. Prior to that, Inga held positions at UBS Securities LLC, Residential Funding Securities Corporation, and Banc One Capital Markets, Inc. Inga is registered with FINRA and holds the Series 7, Series 24, Series 63, and SIE licenses. Inga is also registered with the state of New York.

Firm Information

Inga Norton is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Inga Norton’s Registration & Firm History

NY

09/03/2015 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

07/15/2009 - 09/30/2015

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

10/29/2004 - 07/23/2009

UBS SECURITIES LLC (NEW YORK NY)

MI

01/10/2003 - 10/24/2003

RESIDENTIAL FUNDING SECURITIES CORPORATION (DETROIT MI)

IL

06/06/2002 - 01/06/2003

BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)

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Licenses & Designations

BC

Issued 02/14/2003

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 11/06/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/21/2021

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/04/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Inga Lee Norton.
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