Unclaimed
Ines Rodriguez is a financial professional with over 20 years of experience in the industry. Ines is currently registered with Ice Bonds Securities Corp. Ines has a broad range of experience in the financial services industry. Ines has passed the Series 4, 7, 24, and 63 exams, demonstrating expertise in multiple financial areas. Ines is registered in the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/02/2020 - Present
ICE Bonds Securities Corp. (NEW YORK NY)
NY
04/11/2001 - 08/28/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 04/24/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/2009
Series 24 - General Securities Principal Examination
BC
Issued 04/17/2002
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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