Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ines? Claim Your ProfileInes Moreno Parks is a financial advisor who has been in the industry since 1989. Ines is currently registered with Wedbush Securities Inc., and has been with the firm since August 2011. Prior to this, Ines worked with several other firms, including Crowell, Weedon & Co., Morgan Stanley & Co. Incorporated, and Morgan Stanley DW Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
06/06/2017 - Present
Wedbush Securities Inc. (LOS ANGELES CA)
CA
03/04/2009 - 08/08/2011
CROWELL, WEEDON & CO. (WEST COVINA CA)
CA
04/02/2007 - 03/02/2009
MORGAN STANLEY & CO. INCORPORATED (ONTARIO CA)
CA
02/09/2007 - 04/02/2007
MORGAN STANLEY DW INC. (ONTARIO CA)
CA
02/09/2005 - 08/18/2006
WM FINANCIAL SERVICES, INC. (UPLAND CA)
CA
06/20/2003 - 02/07/2005
DUERR FINANCIAL CORPORATION (CHINO HILLS CA)
TX
11/20/2002 - 06/30/2003
AFS BROKERAGE, INC. (AUSTIN TX)
CA
07/02/2001 - 11/20/2002
DUERR FINANCIAL CORPORATION (CHINO HILLS CA)
TX
02/18/1998 - 07/02/2001
FISERV INVESTOR SERVICES, INC. (HOUSTON TX)
IA
10/17/1996 - 02/18/1998
AEGON USA SECURITIES INC. (CEDAR RAPIDS IA)
NA
09/25/1996 - 10/31/1996
INDEPENDENT FINANCIAL SECURITIES, INC.
CA
07/15/1996 - 09/16/1996
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
NA
03/06/1995 - 07/15/1996
FIRST INTERSTATE INVESTMENTS,INC.
NJ
09/18/1992 - 03/14/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
07/20/1989 - 10/02/1992
BANCAL INVESTMENT SERVICES, INC.
NA
07/21/1987 - 06/01/1988
FIRST INTERSTATE CAPITAL MARKETS, INC.
IA
Issued 01/26/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/06/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/31/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/12/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 07/18/1987
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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