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Indraneel Mitra

Bofa Securities, Inc.

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About Indraneel Mitra

Indraneel Mitra is a financial professional with over a decade of experience in the industry. Indraneel has held roles at several prominent firms, including Macquarie Capital (USA) Inc., Tudor, Pickering, Holt & Co. Securities, Inc. and Simmons & Company International. Indraneel currently works as a registered representative for Bofa Securities, Inc. and is licensed to provide securities-related services in several states. Indraneel holds multiple securities licenses including Series 7, 63, and 87.

Firm Information

Indraneel Mitra is currently registered with Bofa Securities, Inc.. Bofa Securities, Inc. is a corporation formed in September 2015 and headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Bofa Securities provides research-related services and publishes periodicals. The firm has 314 registered representatives.
Bofa Securities, Inc.

ONE BRYANT PARK

NEW YORK, NY 10036

Not reported

Assets Under Management

Not reported

Total Clients

1,401

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

research-related services

Research-related services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

Negotiated fees for research-related services

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Indraneel Mitra’s Registration & Firm History

TX

10/27/2021 - Present

Bofa Securities, Inc. (HOUSTON TX)

TX

10/15/2018 - 11/08/2019

MACQUARIE CAPITAL (USA) INC. (HOUSTON TX)

TX

06/29/2012 - 11/21/2017

TUDOR, PICKERING, HOLT & CO. SECURITIES, INC. (HOUSTON TX)

TX

03/19/2007 - 03/28/2011

SIMMONS & COMPANY INTERNATIONAL (HOUSTON TX)

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Licenses & Designations

BC

Issued 04/11/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/21/2017

SIE - Securities Industry Essentials Examination

BC

Issued 08/28/2007

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 03/16/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Indraneel Mitra.
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