Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Indira? Claim Your ProfileIndira Romero is a financial advisor with over 10 years of experience in the industry. She is currently registered as an investment advisor representative with Charles Schwab & Co., Inc., working out of the Phoenix, Arizona branch office. Previously, Indira Romero was a registered representative at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED in MILL VALLEY, California. Indira Romero has passed the Uniform Combined State Law Examination (Series 66), the General Securities Representative Examination (Series 7) and the Securities Industry Essentials Examination (SIE). She is also registered in both Arizona and California. Indira Romero specializes in providing financial planning and advisory services to individuals and families. She is a wrap fee program sponsor and also participates in a financial planning advisor referral program. Indira Romero has a deep understanding of the financial markets and is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
AZ
10/10/2017 - Present
Charles Schwab & CO., Inc. (Phoenix AZ)
CA
05/15/2013 - 07/27/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MILL VALLEY CA)
BOTH
Issued 07/05/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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