Unclaimed
Imtiaz A. Khan is a financial professional with over 17 years of experience in the industry. Imtiaz is currently registered with Joseph Stone Capital LLC and holds multiple licenses including Series 7, 24, 63, 79TO, and 99TO. Imtiaz has a strong background in investment banking and operations. Prior to joining Joseph Stone Capital LLC, Imtiaz worked at Windsor Street Capital, LP. Imtiaz is licensed in multiple states including California, Connecticut, New Jersey, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/06/2018 - Present
Joseph Stone Capital LLC (NEW YORK NY)
NY
07/21/2006 - 05/31/2018
WINDSOR STREET CAPITAL, LP (NEW YORK NY)
BC
Issued 08/30/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/22/2017
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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