Invested Better
Unclaimed

Unclaimed

Unclaimed

Imtiaz A Khan

Joseph Stone Capital LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Imtiaz? Claim Your Profile

About Imtiaz A Khan

Imtiaz A. Khan is a financial professional with over 17 years of experience in the industry. Imtiaz is currently registered with Joseph Stone Capital LLC and holds multiple licenses including Series 7, 24, 63, 79TO, and 99TO. Imtiaz has a strong background in investment banking and operations. Prior to joining Joseph Stone Capital LLC, Imtiaz worked at Windsor Street Capital, LP. Imtiaz is licensed in multiple states including California, Connecticut, New Jersey, and New York.

Firm Information

Imtiaz Khan is currently registered with Joseph Stone Capital LLC. Joseph Stone Capital LLC is a Limited Liability Company formed in 2011. The firm is registered to provide advisory services in all 50 U.S. states and Puerto Rico, as well as with the SEC. Joseph Stone Capital LLC has been the subject of 4 regulatory events and 3 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

21

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Imtiaz Khan’s Registration & Firm History

NY

08/06/2018 - Present

Joseph Stone Capital LLC (NEW YORK NY)

NY

07/21/2006 - 05/31/2018

WINDSOR STREET CAPITAL, LP (NEW YORK NY)

Not sure if Imtiaz A Khan is right for you?

Licenses & Designations

BC

Issued 08/30/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/22/2017

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/18/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Imtiaz A Khan. Review regulatory record here.
Not sure if Imtiaz A Khan is right for you?